Assess existing internal controls and supporting documents to ensure they align with industry standards and regulatory requirements.
Perform regular audits and compliance tests to verify that internal operations comply with relevant laws, regulatory requirements, and company policies.
Provide recommendations for improvements or corrective actions when necessary to enhance operational efficiency and compliance.
Review all company functions and processes to identify opportunities for improvement and ensure alignment with best practices.
Assist in developing and enhancing policies and procedures to ensure compliance with financial regulations, including anti-money laundering (AML) and other financial oversight regulations, while supporting business objectives.
Gather relevant data and evidence, conduct necessary tests, and analyze results to support audits and compliance checks.
Ensure that internal audits adhere to relevant auditing standards and maintain the highest ethical practices in all areas.
Implement the audit plan in accordance with the internal auditing policy, staying updated on evolving regulatory environments, and ensuring the company maintains full compliance with all applicable laws.
Conduct regular reviews and provide guidance to internal teams to ensure continuous improvement in internal controls, operational processes, and risk management practices.
Collaborate with other departments to ensure audit findings are properly addressed and corrective actions are implemented on time.
Mentor and provide leadership to junior auditors, ensuring that auditing procedures are effectively executed and consistent with professional standards.
Analyze audit results and report findings to senior management, providing actionable insights for improving operations and ensuring ongoing compliance.
Perform in-depth risk assessments and assist in developing risk mitigation strategies to safeguard the company’s assets and operations.
Stay informed of new trends and changes in auditing practices, financial regulations, and industry standards, ensuring the company’s audit processes remain relevant and effective.
Requirements
From 3 to 5 years of experience in auditing, preferably in microfinance or audit firms.
University degree in Accounting, Finance, Business Administration, Commerce, or a related field.
Auditing/risk management certifications are a plus.